Monday, April 30, 2018

Angela Zhang, Author of the Best Asian Antitrust Academic Article, 2018 Concurrence Antitrust Writing Awards

Congratulations to Angela Zhang whose article “The Antitrust Paradox of China, Inc.” has been recognised as the best academic article in Asian Antitrust in the 2018 Concurrence Antitrust Writing Awards.  These awards reward the best articles published in peer-reviewed journals in 2017.  The Antitrust Writing Awards aim to "promote competition scholarship and to contribute to competition advocacy".  Each year around 100 articles are selected by the Editorial Committee and the readers nominate 20 of these articles.  The Board finally elects 10 winning articles in 10 individual categories.  
     Dr Zhang's article (download here) was published in the New York University Journal of International Law and Politics (2017, Vol 50).  The abstract reads as follows:
Common ownership by the Chinese State caused a stir in Europe recently. During its review of a joint venture involving a Chinese nuclear power company, the European Commission (“Commission”) held that it would treat all Chinese state-owned enterprises (SOEs) in the energy sector as a single entity. This decision carries significant legal and practical implications for both businesses and the regulator. It also contradicts the Commission’s previous approach to European SOEs. In this Article, I argue that the legal framework under the E.U. Merger Regulation (EUMR) is unsuited to deal with the anticompetitive effects of state ownership. While the delineation of the boundary of an undertaking is a prerequisite for merger review, ownership and control are not absolute. Importantly, the extent to which the coordination by the Chinese State has lessened competition is a quantitative question, rather than a qualitative one. Consequently, a bright-line approach to defining an undertaking is both over and under-inclusive. To address the European Union’s dilemma in handling Chinese SOEs, I propose that the Commission should view national security review as a complement to its merger review. The optimal regulatory response to Chinese acquisitions hinges not only on economics, but also, perhaps more importantly, on politics.

Friday, April 27, 2018

HKU Jessup Team Ranks 11th in Washington DC and Wins Top Oralist Award

From left: Coach Ms Astina Au, Jason Ko, Natalie So, Brian Lee, Michelle Sum, and Sakinah Sat
Congratulations to the HKU Jessup Team for achieving 11th place in the preliminary round of the 59th Philip C Jessup International Law Moot Competition, held in Washington, DC from 1-7 April 2018, where 121 teams competed. Demonstrating outstanding advocacy skills, team member, Natalie So, was crowned the top oralist in the International Rounds Top 100 Oralists. "The Jessup" is known internationally as the most prestigious public international law mooting competition for law students, where teams, having won their respective regional round, represent their country in a mock case before the International Court of Justice. The 2017-2018 competition problem involved a dispute between two fictional countries, Anduchenca and Rukaruku, concerning issues related to the validity of an arbitral award, the law of the sea, international arms disarmament, and the use of force.
    This year 600 law schools from 100 jurisdictions competed in the competition.  The HKU team won the Hong Kong regional championship in February 2018, capturing the best memorial prizes for both the applicant and respondent teams.
     At the International Rounds, the team defeated Argentina, Pakistan, Indonesia and Armenia in the preliminary round, before losing to the United States in the advanced rounds. The team members, Jason Ko Lun, Natalie So Tsz Ching, Brian Lee Chun-Hin, Michelle Sum Hiu-Yan, and Sakinah Sat are all students studying in the PCLL programme.  Brian and Jason ranked 17th and 75th respectively in the the list of top 100 best oralists.
     The team thanks Professor Po Jen Yap, Eva Sit, Tim Parker, Lester Lee, Adrian Lai, Terrence Tai, Kevin Lau, Isaac Chan, Jeff Chan, Winky So, Victor Lui, Sunny Hor, Henness Leung, Angel Cheng and Jonathan Lee for their kind assistance, and express their indebtedness to team coaches, Astina Au and Peter Barnes, barristers at Parkside Chambers, for their unfailing support.

Thursday, April 26, 2018

Hong Kong Team Wins at the Global Legal Hackathon (NYC, 21 April 2018)

L-R: Alison Li, Edelweiss Kwok, Sally Yiu
@DecodingLawHK #GLH2018 @hkuniversity
Congratulations to the winning Hong Kong team, Decoding Law, at the Global Legal Hackathon, held in New York City, 21 April 2018.  Fourteen teams competed on the stage and only four winners were recognised.  The Hong Kong team won in the public service category for their innovative project that uses machine learning and AI technologies to make reading legislation easier for the ordinary person including unrepresented litigants.  
The team comprises of HKU and CUHK law students, software developers and data scientists. The three HKU team members, Alison Li, Edelweiss Kwok, and Sally Yiu are currently studying in Year III of the combined law and business degree programme (BBA(Law) & LLB).  In her interview for the ABA Journal, Ms Yiu said she was "impressed to see so many talented minds collaborate and come up with feasible solutions to solve certain legal problems in society."  For other news stories of the event, see New York Law Journal and Artificial Lawyer.  This was the first ever Global Legal Hackathon to be held.  The other three winners were from the United States and Hungary.  The official press release can be viewed here.

Tuesday, April 24, 2018

Guanghua Yu on Open Access in the Economic Sphere or the Political Sphere: Evidence from Japan (Law and Development Review)

"Open Access in the Economic Sphere or the Political Sphere: Evidence from Japan"
Guanghua Yu
Law and Development Review
2018, Volume 11, Issue 1
Abstract: The article uses the case of Japan to argue that the theory of open access order advocated by North and his colleagues goes beyond what is necessary. Although their theory of open access order explains the West relatively well, it does not always apply to contemporary non-Western countries. Similar to the case of India examined elsewhere, the case of Japan reveals that what is more important to economic and human development is the open access in the economic sphere and the interconnected institutions in the areas of property rights protection and contract enforcement, financial market, rule of law, and human resource accumulation. In other words, countries without open access in the political sphere may also be able to achieve a great deal of success in terms of economic and human development if they ensure open access in the economic sphere and devote adequate resources to establishing the necessary interconnected institutions examined in this article. Further research elsewhere on Singapore and China will shed more light on this debate.

Monday, April 23, 2018

Xianchu Zhang on Class Action in China (new book chapter)

"A Question of Class Action in China"
Xianchu Zhang
in Robin Hui Huang (ed.), Enforcement of Corporate and Securities Law: China and the World (Cambridge University Press, Aug 2017), pp.123-137
Introduction: Public investor protection has been a serious concern in China's security market.  The recently initiated overhaul of the Securities Law has triggered a new round of debate on introducing class action as a legal mechanism into China to improve the condition of investor protection.  Although the idea was raised a long time ago, and a promise was made in as early as 2005 by Shang Fulin, the then chairman of China Securities Regulatory Commission (CSRC) to establish such a system by 2010, the latest draft amendment submitted to the national legislature seems to retreat from the commitment.  Some experts have warned that failure to adopt class action rules this time would be self-defeating to the very purpose of the amendment.  This chapter will briefly examine the practice, policy and debate in this regard in the past two decades and reflect the difficulties and institutional challenges concerning the introduction.

Xianchu Zhang on the Transparency Challenge to China's Socialist Market Economy (Journal of Comparative Law)

"Transparency Challenge to China's Socialist Market Economy"
Xianchu Zhang
The Journal of Comparative Law,
2017, Vol. 12, Issue. 2
published in 2017
Introduction: Transparency has been recognised as a global norm in both governance of the state and functioning of the market economy. Some studies have suggested that by 2020 'market and business transparency will be universally accepted across the G20 countries and beyond as critical to economic resilience and sustainable value creation.'
     Recently, transparency in China has become a focal point in the international controversy on China's market economy status following the expiry in November 2016 of the 15-year transitional period (2001-2016) under Sec. 15 of the Protocol of China's Accession to the World Trade Organization (WTO). The United States (US), the European Union (EU) and Japan announced their decision not to grant China its coveted status as a full market economy because China's domestic laws and legal interpretations had not made sufficient progress towards their understandings of the standards of a 'market economy.'  Their concerns included serious worries about China's market transparency. China responded by launching a legal action in the WTO to fight for its claims in December 2016. As a result, China's market status, including its transparency condition, is going to be judged in due course within the WTO mechanism. 
     International concerns with China's lack of transparency have also been reflected in the International Monetary Fund (IMF) encouragement that China be more transparent in its foreign exchange operations, a joint expression of deep anxiety by major developed countries with China's new legislation on anti-terrorism, cyber-security and foreign charities for their potential to impede trade and investment, expression of disappointment in the recent Group 20 (G20) meeting for lack of transparency in China top leaders' explanation of the country's economic downturn and related governmental measures, doubts raised about China's claim to be a leading economy of the world given 'an alarming lack of transparency', and the criticism made of China's autocratic measures without transparency in dealing with its financial market shocks.
     Transparency has been long identified as one of the crucial benchmarks of a market economy, and the current paper critically examines the major concerns in this regard given that China sees itself as a market economy of a special kind - a socialist market economy.  These concerns include China's WTO commitments, renewed pledges made in recent years for further reform, and the institutional challenges to be faced in improving conditions for greater transparency.  The paper argues, however, that even after nearly 40 years of keeping with the authoritarian ideology of the Communist Party of China (CPC),  rather than in accordance with market demands.  As a result, there is a considerable institutional gap for the Party-State to overcome if China's economic rise is to be matched by general recognition of China as a leading economy in the world...

Sunday, April 22, 2018

Roda Mushkat on the Case Study Method in International Legal Research (J Juridical Science)

"The case for the case study method in international legal research"
Roda Mushkat
Journal for Juridical Science
2017, Volume 42, Issue 2, pp. 143-182
Abstract: The exploration of international law has gradually but perceptibly evolved into an increasingly multifaceted enterprise. A notable development, albeit not yet on a large-scale, has been the adoption of empirical approaches relied upon in the Social Sciences for purposes of description, explanation and evaluation. A genuinely rich body of theoretical insights has consequently taken shape, providing a more robust foundation than previously available for pursuing knowledge and engaging in policy action. Much of the information generated has been obtained via the examination, often elaborate in nature, of specific cases. However, the technical underpinnings of this scientific endeavour leave something to be desired, as illustrated by a juxtaposition of methodological requirements with prevailing practices and offering concrete examples of greater technical rigour observed in neighbouring disciplines.

Saturday, April 21, 2018

New Issues: SSRN Legal Studies Research Paper Series (HKU)


Vol. 8, No. 3: Mar 14, 2018
Vol. 8, No. 4: Arp 20, 2018


Vol. 8 No. 3: Mar 14, 2018

Cora Chan, The University of Hong Kong - Faculty of Law

Ernest Lim, National University of Singapore (NUS) - Faculty of Law
Cora Chan, The University of Hong Kong - Faculty of Law

Satyam Mukherjee, Northwestern University
Ryan Whalen, The University of Hong Kong - Faculty of Law

Thomas K. Cheng, The University of Hong Kong - Faculty of Law

Shitong Qiao, The University of Hong Kong - Faculty of Law

Angela Huyue Zhang, The University of Hong Kong - Faculty of Law, King's College London


Vol. 8 No. 3: Apr 20, 2018

Uzma Ashraf Barton, AIIFL, Faculty of Law, The University of Hong Kong, Georgetown University Law Center, Law & Economics Center, George Mason University

David S. Law, Washington University in St. Louis - School of Law, The University of Hong Kong - Faculty of Law, Washington University in St. Louis - Department of Political Science
Chien-Chih Lin, Institutum Iurisprudentiae, Academia Sinica, Institutum Iurisprudentiae, Academia Sinica

Henry Chang, The University of Hong Kong - Law and Technology Centre

Thomas K. Cheng, The University of Hong Kong - Faculty of Law

Thomas K. Cheng, The University of Hong Kong - Faculty of Law

Friday, April 20, 2018

Melissa Loja Presents Paper at 112th American Society of International Law Annual Meeting

PhD student Melissa Loja presented a paper on the New Voices in International Law panel of the 112th Annual Meeting of the American Society of International Law in Washington DC from 4-7 April 2017. Based on work done for her dissertation, Ms Loja’s presentation focused on the legal significance of international agreements between non-state actors. She discussed international agreements that national petroleum corporations, such as Petronas, PetroVietnam, PetroleumBrunei and China National Offshore Oil Corporations, enter into to manage disputes over petroleum resources that are shared by states across maritime zones and boundaries.
    The panel commentator, Professor Laurence Helfer, Editor-in-Chief of the American Journal of International Law, remarked that Ms Loja’s paper makes a concrete and original contribution to international law, because it presents primary data that have not been made known before, and it enables a granular examination of actual practices in international law.

Canada's Air Defence Identification Zone and the Battle for the Arctic (Herbert Aclan Loja)

Canada's Air Defence Identification Zone and the Battle for the Arctic
By Herbert Aclan Loja
When I mentioned to Professor Brian F. Havel that the Canadian Defence Department is expanding the Canada air defence identification zone (ADIZ) boundaries westward, northward, and eastward, he quipped that the battle for the Arctic has begun. The northeastward expansion in particular is critical to Canada’s long-term strategic position. The expanse of the expanded ADIZ covers a continuum of both territorial and extraterritorial airspaces. It blankets the airspaces superjacent Canada’s land territories, internal as well as interconnecting waters and territorial seas of the Arctic archipelago of Nunavut and Northwest Territories as well as the contested or disputed territorial and non-territorial domains.[1] 
     Canada defines ADIZ as the ‘airspace that extends upward from the surface in those areas of Canada and off the coasts of Canada, the boundaries of which are specified in the Designated Airspace Handbook.’[2] This innocuous phraseology, when associated with the pertinent circulars, regulations, and other issuances, really means that Canada, using ADIZ as a device, can control all aircraft flying through the defined airspace area by means of identification procedures. 
     The Canada ADIZ boundary expansion has at least four crucial implications. It envelops the airspaces above the Northwest Passage, the exclusive economic zone (EEZ) off the northern coast of Yukon and Canada’s Arctic archipelago, and portion of the Hans Island. The ADIZ’s northern breadth also somewhat generally follows the outlines of the sector of the Arctic which Canada has pushed rather ambivalently to be considered as Canadian territory. 
     The Northwest Passage, the meandering sea route connecting the Atlantic and Pacific Oceans via the Canadian Arctic, was until recently non-navigable.[3] That changed when the warming sea temperatures began melting the ice sheets which once blocked the passage.[4] Canada, a state party to the 1982 United Nations Convention on the Law of the Sea (UNCLOS), considers the waters of the Northwest Passage as internal waters.[5] The United States (US), a state not party to the UNCLOS, treats the passage as international waters.[6] Other states, even those parties to the UNCLOS may follow or have even followed the US position and regard the passage as international strait.[7] If treated as international strait, ships can navigate through the passage and aircraft can fly through its superjacent airspace practically unhampered with at best minimal (or even non-existent) Canadian control over security and environmental matters.[8]
     While the EEZ off the northern coast of Canada’s Arctic archipelago does not seem to be very problematic, Canada’s maritime delimitation issues with neighboring states over the continental shelf and the extended continental shelf are far more challenging. In particular, the Russian Federation has continued the mapping, sampling, and marking of the sea floor to strengthen its claim to the continental shelf and the extended continental shelf.[9] 
     Canada and Denmark delimited their continental shelf between Ellesmere Island and Greenland in the 1970s by employing an adjusted median line.[10] However, territorial sovereignty over the Hans Island, which lies between points 122 and 123 of the continental shelf delimitation line along the Nares Strait, remains unresolved with both states taking turns performing flag raising ceremonies on the island.[11]
     Senator Poiriers first articulated the Arctic sector theory in 1907.[12] The theory posits that all ‘land, water, or ice’ within the longitudes which correspond to the projection of Canada’s landmass all the way to the common point at the North Pole shall be considered as Canadian territory.[13] The same rationale should likewise apply to the claims of all states contiguous to the Arctic.[14] Canada has not clearly indicated its avowal or disavowal of the theory in relation to the territorial status of the lands and waters in the Arctic.[15]
     Canada has gradually addressed these strategic concerns and objectives without unnecessarily unnerving its neighbors through an asymmetric way of extending its influence over the contested land, maritime, and aerial domains. The broadening of its ADIZ shores up its position in these areas as Canada can now exert control over the air volume of even the domains outside its territory. All aircraft, whether civil or state, irrespective of the intention to enter Canadian airspace have to comply with Canadian ADIZ regulations on the submission of flight plan, radio communications identification protocols, periodic altitude and position reporting and other requirements when flying through the Canada ADIZ area. [16] In addition, the enlarged ADIZ gives Canada the flexibility to use the coordinates as limits for sea defence applications. These ADIZ characteristics are not uniquely Canadian and can be found in other ADIZs as well especially in Northeast Asia.
     With the broadened ADIZ, Canada is now able to control not just the entry of foreign ships in the waters of the Northwest Passage but also the flight of foreign aircraft over the superjacent airspace, protect its EEZ in the north pending delimitations of the continental shelf and extended continental shelf, maintain its position in the territorial tussle over the Hans Island, and send a subdued message that it is not abandoning the sector theory and its future expressions or mutations.
    The revised Canadian ADIZ appears as a measured response to protect Canada’s territorial sovereignty and consolidate Canada’s claims on both aerial and maritime domains. The Russian Federation is not expected to overly react as the northward extension essentially embraces only the Canadian EEZ. Neither would Denmark as the geographic coordinates of the Canadian ADIZ northeast expansion pass roughly midway above the airspace of the Hans Island. But the US response in the form of freedom of navigation missions will present Canada with the usual neighbourly discomfort.
     Canada’s expanded ADIZ will take effect on 24 May 2018 at 9:01 UTC, just in time for the coming of the summer when the sea temperature heats up in earnest and the Northwest Passage becomes more navigable. With the world attention focused somewhere else on Syria, the battle for control of the Arctic has quietly begun.

About the author:
The author is a PhD Candidate under the supervision of Professor Simon N.M. Young at the University of Hong Kong, Faculty of Law. He is currently a graduate research trainee under the supervision of Professor Brian F. Havel at the Institute of Air & Space Law, McGill University, Faculty of Law.

Notes:
[1] See Aeronautical Information Circular (AIC) 2/18, 1 February 2018 (NAV CANADA) <www.navcanada.ca/EN/products-and-services/Service%20Project%20Announcements/SPA-2018-ADIZ-EN.pdf> accessed 10 April 2018.
[2] Canadian Aviation Regulations SOR-96-433 (current to 26 March 2018) Part VI – General Operating and Flight Rules, para 600.01.
[3] J. Lewis Robinson, ‘Northwest Passage’ The Canadian Encyclopedia <www.thecanadianencyclopedia.ca/en/article/northwest-passage/#h3_jump_3> accessed 16 April 2018.
[4] ibid.
[5] ibid.
[6] Carolyn Beeler, ‘Who controls the Northwest Passage? It’s up for debate’, quoting Michael Byers, PRI’s The World (4 September 2017) <www.pri.org/stories/2017-09-04/who-controls-northwest-passage-its-debate> accessed 14 April 2018.
[7] ibid.
[8] See United Nations Convention on the Law of the Sea (concluded at Montego Bay 10 December 1982, came into force 16 November 1994) 1833 UNTS 397, Part III – Straits Used for International Navigation; See also, François Côté and Robert Dufresne, ‘The Arctic: Canada’s Legal Claims’, Parliamentary Information and Research Service, Library of Parliament, Canada, Publication PRB 08-05E (24 October 2008) 3.
[9] See for instance, Côté and Dufresne (n 8) 5.
[10] Agreement relating to the delimitation of the continental shelf between Greenland and Canada (with annexes) (signed at Ottawa 17 December 1973, came into force 13 March 1974) 950 UNTS 147, Art I. 
[11] David H. Gray, ‘Canada’s Unresolved Maritime Boundaries’ (Autumn 1997) IBRU Boundary and Security Bulletin 61, 68-69; See also Ryan Kristiansen, ‘Desolate Dispute: A Study of a Hypothetical International Court of Justice (ICJ) Decision’ (Summer 2013) 13(3) Canadian Military Journal 34, 39-38.
[12] Cf: Donat Pharand, The Law of the Sea of the Arctic: with Special Reference to Canada (University of Ottawa Press 1973) 134 fn 116.
[13] Ivan L. Head, ‘Canadian Claims to Territorial Sovereignty in the Arctic Regions’ (1963) 9(3) McGill Law Journal 200, 202-203.
[14] ibid.
[15] Donald M. McRae, ‘Arctic Sovereignty: Loss by Derelection? in William C. Wonders (ed), Canada’s Changing North (Revised edn, McGill-Queen’s University Press 2003) 427, 430; See also Gray (n11) 65. 
[16] See Canadian Aviation Regulations SOR-96-433 (n 2) paras 602.145 – 602.46 and in relation see Designated Airspace Handbook 195 (M6) <www.navcanada.ca/EN/products-and-services/Documents/DAH_Current_EN.pdf> accessed on 10 April 2018 and AIC 2/18 (n 1).

Wednesday, April 18, 2018

New Book by Shahla Ali: Court Mediation Reform: Efficiency, Confidence and Perceptions of Justice (Edward Elgar)

Court Mediation Reform Efficiency, Confidence and Perceptions of Justice
Shahla Ali
Edward Elgar
March 2018, 296 pages
Description: As judiciaries advance, exploring how court mediation programs can provide opportunities for party-directed reconciliation whilst ensuring access to formal legal channels requires careful investigation. Court Mediation Reform explores comparative empirical findings in order to examine the association between court mediation structure and perceptions of justice, efficiency and confidence in courts.
Recommendations:     
‘Shahla Ali's work is an innovative meta-analysis of the trends in the institutionalization of mediation at the macro level. It has an ambitious approach that had not been attempted yet, and paves the way for other future research, as well as providing guidance to policy makers and professionals.’ Luigi Cominelli, The University of Milan, Italy

‘Professor Shahla Ali has performed a valuable service for conflict resolution policy makers around the world. Providing diverse and mixed data reports of the uptake and resistance to court (and some private) mediation programs in ten different legal systems, she artfully surveys important legal, social and cultural differences in the uses and effectiveness of voluntary and mandatory mediation programmes. While some seek efficiency, others seek efficacy, through party-tailored solutions or regional integration dispute resolution schemes. Different programme motivations (and the varied role of lawyers) provide variation, not uniformity, in the use of mediation to resolve civil, family, labour and commercial disputes. A must-read for any dispute system designer, or court administrator or mediator.’ Carrie Menkel-Meadow, University of California, Irvine and Georgetown University Law Center, US

‘Professor Ali's book offers the most comprehensive, qualitative study and insights on Global Court Mediation I have encountered. It should be in the hands of every court in the world.’ Judge Dorothy Nelson, United States Court of Appeals, 9th Circuit

Tuesday, April 17, 2018

Douglas Arner Speaks at FinTech Policy Forum in Jordan (Alliance for Financial Inclusion)

The Alliance for Financial Inclusion  (AFI)
2 April 2018
FinTech innovations can complement financial inclusion by broadening financial access “at scale” and improving the quality of financial services through “efficiency”, concluded 130 policymakers and regulators from 50 countries and over 45 institutions who are attending the FinTech Policy Forum, jointly organized by the Central Bank of Jordan (CBJ) and the Alliance for Financial Inclusion (AFI) on 2 April 2018 in Amman, Jordan...
     Prof. Douglas Arner — leading authority on the issue of FinTech laws and regulations — started the proceedings on a reassuring note saying that “the idea of technology transforming finance is not new, not unfamiliar, and as a result, nothing to be afraid of.” Technologies such as the telegraph, ATM and computer have contributed to the transformation of finance. Smartphones are amplifying this transformation through rapid penetration across the globe with a potential to provide financial services “at scale.”
     However, scale can create “risk blind spots” for regulators. FinTech companies can move from “too small to care” and “too large to ignore” to “too big to fail.” Prof. Arner suggested to build and facilitate a 21st century infrastructure for supporting market functions; develop appropriate regulatory responses and apply graduated regulatory requirements to firms based on their level of risk; and use regulatory sandboxes and other test-and-learn approaches as an opportunity to test new approaches.
     With the emergence of FinTech as a key catalyst for financial inclusion, the Forum aims to highlight the need for a paradigm shift in regulatory and policy approaches, as well as share practical solutions that can bring financial services to the most vulnerable segments of society. There are 1.1 billion people who lack legal identity and women globally who cannot access financial services. As a result, they are restricted in obtaining formal financial services, while there are 65.6 million forcibly displaced people globally, one of the highest levels of displacement the world has witnessed. At the same time, there are 200 to 245 million MSMEs in developing countries with restricted or no access to finance — an estimated credit gap of $2.1 to $2.6 trillion. ...
     Click here to read full text. 

Monday, April 16, 2018

Weixia Gu on the Developing Nature of Arbitration in Mainland China and Its Correlation with the Market (Contemporary Asia Arbitration Journal)

"The Developing Nature of Arbitration in Mainland China and Its Correlation with the Market:Institutional, Ad Hoc, and Foreign Institutions Seatedin Mainland China"
Weixia Gu
Contemporary Asia Arbitration Journal
2017, Issue 10, pp. 257-291
Abstract: In the process of developing arbitration in Mainland China, there are three important landmarks dividing the development into three phases. The Arbitration Law in Mainland China was promulgated in 1994 taking effect in 1995. As such, the first phase has been chronicled as between 1995 and 2006. This initial stage is characterized by the unitary system of institutional arbitration and the denial of ad hoc as well as foreign arbitration. In the second phase which is between 2006 and 2015, the position has been pushed forward by some recent reforms. In particular, the operation of foreign arbitral institutions seated in Mainland China has been relaxed in two recent cases, i.e., the Duferco case in 2009 and the Longlide case in 2013. Moreover the institutional arbitration market in Mainland China has been developed during this period as driven by not only the dramatic CIETAC split episode in 2013 but also the intensified competitions among local arbitration commissions in the past several years. The third phase is triggered by the issuance of the SPC Opinions on Providing Judicial Safeguard to the Construction of Free Trade Zones in 2016. The 2016 SPC Opinion is interpreted as limitedly granting validity of ad hoc arbitration and further promoting foreign institutional arbitration in Mainland China, both of which represent the latest development trend in the landscape of Mainland Chinese arbitration. Focusing on the development of institutional, ad hoc and foreign institutional arbitration in Mainland China, this Article takes a law and development perspective in analyzing the nature of Mainland Chinese arbitration, probes into the distinctions of development path and predicts into the future of development trajectory.

Sunday, April 15, 2018

Thomas Cheng on the Death of Colgate (U Penn J of Business L)

"Announcing the Death ofColgate"
Thomas Cheng
University of Pennsylvania Journal of Business Law
Vol. 20, Issue 1
Spring 2018
Abstract: This Article examines the agreement requirement in resale price maintenance (“RPM”) cases and the longstanding exception to the ban on RPM under the Colgate doctrine. It argues for the abolition of the doctrine for a number of reasons. First, there are no persuasive theoretical justifications for requiring an agreement in RPM cases as the most relevant purpose served by an agreement requirement under antitrust law does not apply to RPM. Second, there is no logically coherent and theoretically sound theory of agreement under the doctrine, which means that there is no principled way to apply the agreement concept in RPM cases. Third, there is no sound economic basis for requiring an agreement in RPM cases as none of the main theories of harm and pro-competitive justifications of RPM is premised on an agreement. Finally, it is argued that the Colgate doctrine has provided a highly unsatisfactory safe harbor for businesses to implement RPM due to costs and manpower involved in complying with the jurisprudence under Colgate. This Article also argues that dealer termination requires a different treatment from that accorded by Monsanto and Business Electronics after Leegin and proposes a framework for determining the legality of dealer termination independent of the existence of an RPM scheme.

Zhang, Liu & Garoupa on Judging in Europe: Do Legal Traditions Matter? (J of Competition Law & Econ)

"Judging in Europe: Do Legal Traditions Matter?"
Angela Zhang, Jingchen Liu & Nuno Garoupa
Journal of Competition Law & Economics
Published: 03 March 2018
Abstract: EU competition appeals typically involve applications by private businesses to annul decisions made by the European Commission. Moreover, these appeals are first assigned at random to a chamber, with a judge then designated as the rapporteur who will be most closely involved with the case. Using hand-collected original data on the background characteristics of EU judges and on competition judgments by the General Court between 1989 and 2015, we test the extent to which the legal origins of judges bear a statistically significant effect on case outcomes and that the rapporteur plays a crucial role in the decision-making process. In particular, if a rapporteur comes from a country whose administrative law has a strong French influence, the decision is more likely to favor the Commission than if he is from any other EU country. These results are robust to alternative political ideology variables, including left–right politics and a preference for European integration.

Thursday, April 5, 2018

Peter Chau on Hoskin's New Benefit-Fairness Theory of Punishment (Crim L & Philosophy)

"Hoskins’s New Benefit-Fairness Theory of Punishment"
Peter Chau
Criminal Law and Philosophy
published online, 17 Mar 12018, pp. 1-13
Abstract: The benefit-fairness theory of punishment (sometimes referred to simply as the “fairness” theory of punishment), which is one of the most prominent retributive justifications of punishment, appeals to some benefits received by an offender in explaining why it is fair to impose punitive burdens on him. However, many see the two traditional versions of the theory, found in the works by writers such as Herbert Morris, Jeffrie Murphy, and George Sher, as being susceptible to fatal objections. In a recent paper, “Fairness, Political Obligation, and Punishment,” Zachary Hoskins offers a new version of the benefit-fairness theory of punishment. I will highlight his original contribution by showing how his version of the benefit-fairness theory of punishment is different from the traditional versions in such a way that the main objections applying to the traditional versions do not apply to his account. Nonetheless, despite its many virtues, I will argue that Hoskins’s theory fails because it would entail disproportionate punishment.