Dr Angus Young & Dr Kai-Uwe Seidenfuss
Wolters Kluwer (HK) (formerly CCH)
Published in March 2023
Book Description: Compliance is more than operating within the boundaries of the law and regulations. It epitomizes the norms and the integrity of an organization, and it contributes to good business results. Rather than just knowing and following the respective requirements, compliance management covers a wide range of areas.
Moreover, effective compliance does require professionals who understand regulatory obligations, who listen to the business, including but not limited to skilful educators, counsellors, governance professionals, accountants, and facilitators.
While the first edition outlined the key concepts of compliance and looked at the area from serval perspectives, this second edition also covers new topics including: New ISO standards on compliance management systems; Practitioners’ perspectives and selective discussions on regulators in financial services sector; and Discussions on the Three Line Model as well as leadership and impacts of the use of technology in compliance.
The updated edition is meant to be practical and structured to support the reader, with insights for those already in the profession and for those thinking of entering the field.