Showing posts with label one country two systems. Show all posts
Showing posts with label one country two systems. Show all posts

Monday, November 18, 2024

Weixia Gu comments on Hong Kong's rising significance for international arbitration in China

"As Chinese firms expand overseas, legal spotlight turns on cross-border disputes"
Alyssa Chen
South China Morning Post
6 October 2024

Chinese enterprises setting up overseas are navigating a minefield of legal challenges, making effective dispute resolution through arbitration more crucial than ever...

International arbitration is a preferred method for resolving cross-border commercial disputes outside traditional court systems and involves parties from different jurisdictions submitting their conflicts to a neutral arbitration centre...

Experts cautioned that Chinese companies face significant hurdles in international arbitration because of limited understanding, language barriers, the selection of arbitration venues and differences in legal systems – obstacles that require additional support and guidance from the Chinese government...

Chinese firms might find themselves at a disadvantage because of differences between the civil law system they are accustomed to in China and the common law systems prevalent in many Western countries, particularly regarding the handling of document requests and evidence procedures...

In the realm of international arbitration, Hong Kong was increasingly proving to be an indispensable bridge between Chinese legal practices and global standards, leveraging its unique position under the “one country, two systems” principle, Weixia Gu said.

Hong Kong’s legal system presented multiple strengths in international arbitration, such as the robustness of its common law, a deep-seated legal culture, abundant bilingual legal talent and the judicial reasoning embedded in its case law system, according to Gu.

“The city – the only place in China practising common law – brings a wealth of case law and a distinctive legal thinking that provides significant learning opportunities for arbitration institutions in mainland China,” Gu said...

Click here to read the full text.

Monday, September 18, 2023

New Book by Albert Chen and Po Jen Yap: The Constitutional System of the Hong Kong SAR: A Contextual Analysis (Hart Publishing)

Published on 17 August 2023
264 pp.

Description: This book provides an account of the evolving constitutional arrangement known as “One Country, Two Systems”, as practised in the Hong Kong Special Administrative Region of the People's Republic of China (PRC).
The British colony of Hong Kong, one of the “Four Little Dragons” of East Asia, reverted to Chinese rule in 1997. Since then, Hong Kong has continued to be an international financial centre, a free market, and a cosmopolitan city. At the same time, the tensions and contradictions inherent in “One Country, Two Systems” have given rise to constitutional controversies and social movements, culminating in the Umbrella movement of 2014, the anti-extradition law movement of 2019, the enactment of a National Security Law in 2020, and the electoral overhaul of 2021. This book discusses the structure and operations of Hong Kong's legal, judicial and political systems and their interactions with the national authorities of the PRC.
     The book provides a useful case study in comparative constitutional law, especially on autonomy and devolution issues within sovereign States. This comparative study is particularly interesting because Hong Kong is a common law jurisdiction within the PRC's socialist legal system. It will therefore be of interest to students and scholars of Chinese law, Hong Kong law and comparative politics, as well as lawyers whose practice involves Hong Kong.

New book review available in 2024 (Click here for details)
New book review available in 2025 (Click here for details)

Sunday, July 30, 2023

Loh's "Hong Kong: Caught Between a Rock and a Hard Place" (Introduction by Richard Cullen)

HONG KONG: CAUGHT BETWEEN A ROCK AND A HARD PLACE

by Christine Loh

Introduction by Richard Cullen
________________________________________

I have been invited to write a short introduction to this new essay by Christine Loh.

I first enjoyed the benefit of engaging in public policy discussions with Christine Loh over 26 years ago, when she was still a very active LegCo Member. After she left LegCo and co-founded the Civic Exchange think tank in 2000, we collaborated on a range of research and writing projects, one of which included an extended review of the new Accountability System introduced by the first Chief Executive of the HKSAR, Tung, Chee-hwa.

More recently we have co-authored two short, related books: No Third Person (Abbreviated Press, Hong Kong, 2018) and Hong Kong in China: Rethinking Mainland-Hong Kong Relations (City University of Hing Kong Press, Hong Kong, 2021) in Chinese (translated by Lei Weijie). The latter book, which contains an instructive Preface by Professor Albert Chen, Hung-yee, provides an extended treatment of matters discussed in the earlier book. Both books argue, with some vigour, that Hong Kong maintains its unique advantages as a Special Administrative Region within China.

Christine Loh has now written the essay published below entitled:


A shorter version of this work was originally written for LIMES, an Italian journal specializing in geopolitics, which is being translated for publication in Italian. It offers a thought-provoking narrative which reviews issues discussed in our two jointly-written books. But it goes well beyond this as it deftly reflects on developments in Hong Kong since 2019. A synoptic version of this essay has also been published in June 2023 by the Pearls and Irritations online journal in Australia (see: https://johnmenadue.com/hong-kong-living-on-the-fault-line/).

Sunday, September 25, 2022

Cora Chan on Legal Pluralism and the Dual State: Evolution of the Relationship between the Chinese and Hong Kong Legal Orders (Law and Ethics of Human Rights)

The Law and Ethics of Human RightsIssue16, Volume 1, pp. 99-135
Published in 2022
Abstract: This article provides the first-ever comprehensive analysis of how the relationship between the Chinese and Hong Kong legal orders has morphed in nature since China’s resumption of sovereignty over Hong Kong in 1997. It argues that the relationship has evolved from a form of legal pluralism found in the European Union to a monist but bifurcated system—to a “dual state,” to borrow from Ernst Fraenkel’s theory. Recent events, including Beijing’s imposition of a national security law on Hong Kong and its overhaul of Hong Kong’s election methods, have consolidated that evolution. The analysis herein not only enables us to make sense of the developments in the China-Hong Kong relationship, but has five wider theoretical implications. First, it suggests a way of distinguishing a dual state from a fully liberal legal system. Second, it discerns the similarities and differences between legal pluralism and dual state. Third, it connects the literature on theories of legal order and that on the dual state. Fourth, it clarifies the relationship between theories of legal order and regime types. Finally, Hong Kong’s experience reveals the challenges of and potential mechanisms for maintaining liberal values in an authoritarian regime.

Sunday, July 25, 2021

New Book: Hong Kong in China—Rethinking the Hong Kong–Mainland Relationship (in Chinese) (香港在中國—重新思考內地與香港關係) by Christine Loh and Richard Cullen

"Hong Kong in China—Rethinking the Hong Kong–Mainland Relationship (in Chinese)"
<<香港在中國—重新思考內地與香港關係>>
Author / Editor
著 陸恭蕙 (Ms Christine Loh) 高禮文 (Professor Richard Cullen) , 譯 魏磊傑
City University of Hong Kong Press
Published in August 2021
98 pp.
Overview: It is over 20 years since British Hong Kong became the Hong Kong Special Administrative Region (HKSAR) of the People’s Republic of China (PRC). Much has happened that is positive since 1997. At the same time there have been recurring political incidents and stand-offs which have produced a series of severe policy log-jams and bred anxiety among the people of Hong Kong. There is a belief that Hong Kong is “stuck” and unable to advance.
     Can the HKSAR see a positive future within China? We recently published a short book, with Abbreviated Press in Hong Kong, entitled, No Third Person: Rewriting the Hong Kong Story, to address this question (see: http://www.abbrv.press/nothirdperson.html. Available from the Book Depository: https://www.bookdepository.com/No-Third-Person-Christine-Loh/9789881662965). We felt there remained a need for a further, more thorough discussion about Hong Kong’s future. We have now published an extended online review of this key question entitled, Hong Kong in China with the IPP Review in Singapore (see: https://ippreview.com/index.php/Index/company/name/about.html). This translated version of Hong Kong in China is enabled by the generous agreement of Abbreviated Press and the IPP Review. (Sections within Hong Kong in China repeat text and arguments found in No Third Party.)
      The last British Governor of Hong Kong, Chris Patten noted, in 1996, that "The world should want China to succeed as it continues its brave economic revolution." We agreed with that view then and we agree with it today. In this work, serialized in three parts in the IPP Review, we explain why Hong Kong remains exceptionally well placed to continue to shape its own positive future, within China, just as it has done, with such remarkable success, in the past.
     Part 1 of Hong Kong in China provides a general introduction of the historical background of Hong Kong seen from British and Chinese perspectives over the last two centuries. It also explains the constitutional and legal structure of Hong Kong’s reversion to Chinese sovereignty and considers how this regime has operated when placed under stress. Part 2 sets out Hong Kong’s economic fundamentals and also reviews the geo-political stresses affecting the Hong Kong – mainland relationship. Part 3 investigates how Hong Kong can get unstuck and – building on this – how Hong Kong can construct its new narrative – the story of Hong Kong in China.
      We owe thanks to a range of people who have advised and commented on this work. These include, Professor Albert Chen and Professor Fu, Hualing from The University of Hong Kong and Professor Harry Glasbeek, Emeritus Professor, Osgoode Hall Law School, Toronto, Canada. We owe special thanks to Professor Wei Leijie and his team from Xiamen University in China who have undertaken this translation. The authors, alone, are responsible for all that is argued in this book and for any errors and omissions.

Preface by Professor Albert Chen.

Introduction of Preface: A "Post-National Security Law Era" Narrative for Hong Kong

What is "one country, two systems"? How should we understand the relationship between the "high degree of autonomy" of the Hong Kong Special Administrative Region (HKSAR), state sovereignty and the central authorities’ “comprehensive jurisdiction” over the HKSAR? What should be the identity of Hong Kong people? What kind of discourse or narrative should there be about the "Hong Kong Story"?  How should Hong Kong’s past be understood? What kind of future will Hong Kong have?  How could the path of "one country, two systems" proceed?

     In the "post-National Security Law era", this series of issues is more urgent than at any other time in history, and they are causing anxiety among many Hong Kong people. Although this book was written before the enactment of the HKSAR National Security Law, it has fleshed out these issues and provided preliminary answers to them.

      In fact, I believe that in the "post-National Security Law era", this book is more meaningful, valuable and enlightening to us than it was at the time of its writing.  The authors are Christine Loh and Richard Cullen.  Loh is a public figure in Hong Kong, having served as a member of the Hong Kong Legislative Council before and after reunification, and as Undersecretary for the Environment of the HKSAR Government.  Loh is also a scholar and has written many books. Cullen, from Australia, has taught at the School of Law of City University of Hong Kong for many years, and in recent years at the Faculty of Law of The University of Hong Kong. Both authors are intellectuals who have long lived in Hong Kong, served Hong Kong and love Hong Kong. This book is the culmination of years of their reflections on Hong Kong's situation under "one country, two systems", and on the "Hong Kong story". 

Praise from the Dean Professor Fu Hualing (in Chinese):

「這本書提醒讀者香港憲制的史是世界史和中國史的一個小插曲。近二十年來有關一國兩制的爭論和衝突只有放在中國和世界的視野下才會有真正的意義它們主要是世界格局的變化在香港引發的陣痛。應對速變是香港的宿命,而香港從來都能把握好危機中的機會。本書正是告訴讀者香港的將來在中國、中國的將來在世界。把握好這個機遇,香港依然是中國走向世界的橋樑。」
    傅華伶
    香港大學 法律學院教授,院長

Thursday, March 18, 2021

New Book by Albert Chen: The Changing Legal Orders In Hong Kong and Mainland China: Essays on "One Country, Two Systems" (CityU Press)

The Changing Legal Orders In Hong Kong and Mainland China: Essays on "One Country, Two Systems"City University of Hong Kong Press
Published in February 2021, 440 pp. 
Book Description: This collection of selected works by Professor Albert H.Y. Chen shows the contours of the author’s scholarship as it developed over 35 years of his academic career, from 1984 to the present. The essays are divided into three sections which cover the three major domains of Professor Chen’s research. Part I covers the legal developments and controversies of “One Country, Two Systems” since the Hong Kong interpretation on “the right of abode” in 1999 to the anti-extradition movement of 2019. Part II shifts to focus on tradition and modernity in Chinese Law, including China’s Confucian and Legalist traditions and how the socialist legal system in China evolved and modernized in the era of “reform and opening”. Part III examines the transplantation of Western thinking and constitutionalism to East Asia in modern times and discusses the achievements and failures of these efforts. In conjunction with an introductory chapter that sets out the basic orientation and paradigm of these legal and constitutional studies and an epilogue that reflects on the main themes, this collection exemplifies the author’s important contributions to the field and provides insight into how the legal orders in Hong Kong and mainland China have changed over the course of Professor Chen’s academic career.  To view the event launching book held at HKU on 2 March 2021, click here. The book was reviewed by Professor Jaakko Husa in the Chinese Journal of Comparative Law (15 November 2021):  "Constitutional Biography of Hong Kong and Ambiguities of One Country, Two Systems Policy"


Thursday, February 18, 2021

New Book: Film and Constitutional Controversy: Visualizing Hong Kong Identity in the Age of 'One Country, Two Systems' (Marco Wan)

Film and Constitutional Controversy: Visualizing Hong Kong Identity in the Age of 'One Country, Two Systems'
Marco Wan
Published in February 2021
Cambridge University Press
300 pp.
Book description: In modern-day Hong Kong, major constitutional controversies have caused people to demonstrate on the streets, immigrate to other countries, occupy major thoroughfares, and even engage in violence. These controversies have such great resonance because they put pressure on a cultural identity made possible by, and inseparable from, the 'One Country, Two Systems' framework. Hong Kong is also a city synonymous with film, ranging from commercial gangster movies to the art cinema of Wong Kar-wai. This book argues that while the importance of constitutional controversies for the process of self-formation may not be readily discernible in court judgments and legislative enactments, it is registered in the diverse modes of expression found in Hong Kong cinema. It contends that film gives form to the ways in which Hong Kong identity is articulated, placed under stress, bolstered, and transformed in light of disputes about the nature and meaning of the city's constitutional documents.

Reviews: 
‘Few books I know of interweave cinema and law as intelligently as Film and Constitutional Controversy in elucidating Hong Kong's post-1997 identity crisis. For anyone concerned with contemporary Hong Kong, China, and the wide-ranging legacies of British colonialism, Marco Wan's informative, judicious account is a must-read. It has so much to tell us about the practical conundrums, allegorical fantasies, and popular affects stemming from this singular historical situation.'
     Rey Chow - Anne Firor Scott Professor of Literature, Duke University

‘Marco Wan's Film and Constitutional Controversy is a fascinating contribution that makes creative use of the nexus between film, culture, and law to trace Hong Kong's unique historical trajectory. At the same time, Wan draws on Hong Kong's singular relationship to the rule of law to offer fresh insights into how film and law can be mutually illuminating.'
     Michel Rosenfeld - University Professor of Law and Comparative Democracy, Cardozo School of Law, Yeshiva University

 

Tuesday, October 6, 2020

New Book: Making Hong Kong China: The Rollback of Human Rights and the Rule of Law (Michael Davis)

Michael C. Davis (Visiting Professor)
Columbia University Press
Published in October 2020
166 pp.
Description: How can one of the world’s most free-wheeling cities transition from a vibrant global center of culture and finance into a subject of authoritarian control? As Beijing's anxious interference has grown, the “one country, two systems” model China promised Hong Kong has slowly drained away in the years since the 1997 handover. As “one country” seemed set to gobble up “two systems," the people of Hong Kong riveted the world’s attention in 2019 by defiantly demanding the autonomy, rule of law and basic freedoms they were promised. In 2020, the new National Security Law imposed by Beijing aimed to snuff out such resistance. Will the Hong Kong so deeply held in the people’s identity and the world’s imagination be lost? Professor Michael Davis, who has taught human rights and constitutional law in this city for over three decades, and has been one of its closest observers, takes us on this constitutional journey.  To view Democracy Digest's review of this book, click here.  The New Books Network podcast interviewed Professor Davis about his new book on 19 November 2020. To listen to the interview conducted by Ms Jane Richards (PhD candidate), click here.

Wednesday, August 12, 2020

Simon Young on Interpreting Hong Kong's National Security Law (SCMP)

"Why Beijing must respect Hong Kong courts' interpretation of national security law"
Simon Young
South China Morning Post
8 July 2020
Like a signal No 8 typhoon, the national security law directly hit Hong Kong just before midnight on July 1, leaving us to pick up the pieces. One of those pieces is its interpretation.
     Some have asked why bother as it is like other Chinese laws – vague and open to manipulation through interpretation by the authorities. Only the National People’s Congress Standing Committee appears to have the power to interpret the law. Let the political struggle continue, they say.
     As a law professor and practitioner, I find such a defeatist attitude unhelpful. Cases under the new law have commenced. Lawyers need to advise on it and courts must apply it in adjudicating cases. The law is upon us and we cannot sit idle in fear, waiting for some authority to tell us what it means. In affirming our autonomy, questions of interpretation should be carefully considered on our own in accordance with existing legal practices and principles. 
     The national security law has been added to Annex III of the Basic Law by the NPC Standing Committee. Annex III national laws are to be “applied locally” – that is, by reference to local circumstances and standards. Hong Kong judges and practitioners work in a common law legal system, having been educated and trained in the common law tradition... Click here to read the full article.

Wednesday, June 10, 2020

Johannes Chan on Whether the NPC Decision to Enact a National Security Law for Hong Kong Contravenes the Basic Law? (Verfassungsblog)

Does the Decision of the National People’s Congress on Enacting a National Security Law for Hong Kong Contravene the Basic Law?
Verfassungsblog
1 June 2020

On 28 May 2020, the National People’s Congress (NPC) resolved to authorise its Standing Committee (NPCSC) to enact a piece of national security law for Hong Kong (Decision). Would this Decision be in contravention of the Basic Law? Some people may say that this is a stupid question. Maybe it is. But if the Central Government still claims to abide by the rule of law, and if the NPC is not above the law, then whether the Decision would contravene the Basic Law is a serious question about the rule of law.
     As a matter of law, there are at least five reasons why one could query the legality of the Decision.

Enacting Law 'on Its Own'
First, Article 23 of the Basic Law clearly stipulates that Hong Kong shall enact laws “on its own” to prohibit any act falling within the ambit of national security as defined in that article. The phrase “on its own” is of crucial importance. As Hong Kong retains a common law system which embodies a set of values of personal liberties and freedoms or the rule of law which are not shared by the socialist civil law system on the Mainland, and given the political sensitivity of national security law which carries criminal sanctions and threatens personal liberty, it was agreed in the Basic Law that such laws shall be enacted by the Hong Kong legislature in accordance with the distinct common law traditions, values and procedures. The reason to have the phrase “on its own” is to protect the integrity of the common law system and freedoms of the people of Hong Kong from the threat of arbitrary political prosecution. At the time of the drafting of the Basic Law, there were widespread concerns about the prevalence of counter-revolutionary crimes on the Mainland. The famous trial of the human rights activist Wei Jingsheng, who was convicted and imprisoned for 14 years for publishing an essay “The Fifth Modernisation” on the Democracy Wall in Beijing in 1978, was fresh in the minds of many people in Hong Kong. The phrase “on its own” was inserted to allay the worries of the people of Hong Kong. 
     Thus, the overall design of the Basic Law is to give Hong Kong the autonomy to enact its own law. The Central Government will not enact law for Hong Kong, nor will national law of the Mainland be extended to Hong Kong. The Central Government then asked, what about national law dealing with foreign affairs, defence and matters outside the autonomy of the HKSAR? Article 18 was drafted to allow national laws to be extended to the HKSAR, but such laws are confined to foreign affairs, defence and matters outside the autonomy of the HKSAR. This formulation still gave rise to the worry about national security law, which may fall within the scope of foreign affairs and defence. Thus, Article 23 was drafted to craft out this area of law to be enacted by Hong Kong “on its own”. The suggestion that the Central Government has a parallel power to make national law for Hong Kong is clearly inconsistent with the intention and drafting history of Article 23.
     Some people argued that Article 23 only imposes an obligation on the HKSAR to enact national security law; it does not exclude the NPC or the NPCSC from making national security law for Hong Kong. Nor does the fact that the NPCSC making national security law for Hong Kong exempt Hong Kong from its responsibility to enact national security law under Article 23. This argument does not really address the question. The whole point of inserting the phrase “on its own” is to ensure that the Central Government will not impose its national security law on Hong Kong. This phrase would be absolutely meaningless and its protection would be illusory if it means that the Central Government could at the same time make national security law for Hong Kong. If the Central Government wants to make national security law for Hong Kong, which it does have the authority but for the Basic Law, it has to first amend the Basic Law and pay the political price for doing so.

Specific Provision Prevails over General Provision
Secondly, a general principle of statutory interpretation is that a specific provision would prevail over a general provision. Article 18 is a general provision which allows the NPCSC to extend national laws to Hong Kong via Annex 3, whereas Article 23 is a specific provision dealing with national security. As a matter of interpretation, the scope of Article 18 would not include the specific matters set out in Article 23, which are left to Hong Kong to enact laws on its own.
    Further, Article 18 only applies to national laws. Some people argue that the term “national laws” is used in contradistinction to “local laws”, and simply means any laws enacted by the NPC or the NPCSC. This interpretation may be valid in the general circumstances, but it is clearly inappropriate in the context of Article 18. The laws referred to in Article 18 have to be in the areas of foreign affairs, defence and matters outside the autonomy of the HKSAR. These are not matters that would fall into the jurisdiction of any local authorities, provinces or autonomous regions, but matters for the NPC and NPCSC. Thus, national laws could not be defined in terms of the organisation making the law, which would make the term “national laws” meaningless, but have to mean territorial coverage of the law. The point is that these laws are made for the whole country and extended to Hong Kong. It reflects the concern that the Central Government should not make specific laws for Hong Kong. Any national laws that are to be applied to Hong Kong should be those that apply generally to the country. This is reinforced by the fact that the power to make law for Hong Kong is vested in its Legislative Council; that Article 23 confers on Hong Kong the power to make laws for those matters specifically defined therein; and that Article 18 confines the types of national laws that could be extended to Hong Kong. When these provisions are read together, the intention is obvious. The Central Government will only extend national laws to Hong Kong provided that these laws fall within the areas of foreign affairs, defence and matters outside the autonomy of Hong Kong, excluding those covered in Article 23, and would not make laws for Hong Kong. The obvious purpose is to protect the integrity of the common law system in Hong Kong, which is completely different from the system in the Mainland.
     Some people argued that the Garrison Law is a piece of law made by the Central Government for Hong Kong. This is not accurate, as the target of the Garrison Law is the People’s Liberation Army stationed in Hong Kong. It defines the duties and responsibilities of the Garrison, and does not concern or affect the rights of ordinary citizens in Hong Kong. In contrast, the national security law will infringe the rights and liberty of the people of Hong Kong which are protected by the Basic Law.

PRC Constitution Does Not Empower the NPC to Ignore the Basic Law
The above analysis shows that there is no power on the part of the NPC/NPCSC to make national security law for Hong Kong under the Basic Law, which is binding on the NPC. The Decision refers to various sources to purportedly justify this power.
     Article 31 of the PRC Constitution authorizes the NPC to set up a Special Administrative Region. It is on the basis of this article that the Basic Law was enacted. Article 11 of the Basic Law expressly stated that the systems and policies practised in the HKSAR, including the system for safeguarding the fundamental rights and freedoms of its residents, the legislative and judicial systems, shall be based on the provisions of the Basic Law. Article 11 thus reinforces the proposition that the power of the NPC to deal with Hong Kong is indeed confined by the Basic Law by virtue of Article 31 of the PRC Constitution and hence its Decision cannot contravene the Basic Law. Article 62(2) of the PRC Constitution said that the NPC has the power of supervision of the constitution. Article 62(14) provides that the NPC has the power to decide on the establishment and the systems of the special administrative region. This has been done through the Basic Law. Article 62(16) states that the NPC shall exercise other functions of the highest national organs. None of these general provisions authorises the NPC to act other than in accordance with the Basic Law.
     As pointed out above, this does not mean that the NPC has no power to address national security issues. This can be done, but this can only be done by amending the Basic Law first, such as repealing the phrase “on its own” in Article 23 and expressly conferring the power on the NPCSC to make law for Hong Kong. This would require a formal amendment of the Basic Law, and there will be political costs. There are proper procedures for amending the Basic Law, and this cannot be done by a decision or resolution of the NPC. Such amendments would have a profound impact on the design of One Country, Two Systems, but if the Central Government is to amend the Basic Law in a way that would change or abandon One Country, Two Systems, there is at least nothing in law that could prevent it from doing so. What it cannot do is to legislate for Hong Kong as if the Basic Law does not exist.

The Role of the Court in Protecting Human Rights
Fourthly, it has been pointed out that the scope of the proposed national security law is not exactly the same as that under Article 23. Yet this only gives rise to greater concerns. The Decision authorises the NPCSC to enact law to prohibit “acts of secession, subversion, organizing and implementing terrorist activities that would seriously endanger national security and interference with Hong Kong affairs by collaboration with foreign bodies outside Hong Kong and the Mainland.” The scope is exceeding broad, and may cover finance, economy, communications, and even connection and collaboration between religious organizations and NGOs with foreign religious bodies and NGOs. It may even cover normal academic collaboration between local universities and foreign bodies. 
     Even more worrying is the diminishing role of the courts. Under Article 18 of the Basic Law, any laws which are extended to Hong Kong have to be related to foreign affairs, defence or matters outside the limits of the autonomy of the HKSAR. Under Article 19, these matters are outside the jurisdiction of the courts in Hong Kong. Thus, unless there is express authorisation in the national security law, these matters are logically outside the jurisdiction of the Hong Kong courts. Even if the courts were conferred jurisdiction over the national security law, should the courts interpret the law according to Chinese law or the common law principles of interpretation? The Mainland approach to statutory interpretation is dominated by political consideration and less restrained by the language of the law. This is best illustrated by how the NPCSC is able to extend a requirement to take an oath of office upon successful election under Article 104 of the Basic Law to become an eligibility requirement of allegiance for candidacy to run for the election, and how the China Liaison Office has argued that it is not a department of the Central Government for the purpose of Article 22 of the Basic Law and hence it is free to interfere with internal affairs of the HKSAR under its alleged authority to supervise the implementation of the Basic Law. I have full confidence in our judiciary that they would adhere to the common law principles in interpreting the national security law, but this would give rise to another problem. What is going to happen if the Hong Kong courts, applying the ordinary canons of statutory construction, substantially restrict the scope of an offence under the national security law, or declare a provision in the national security law null and void for contravening the human rights protection in the Basic Law? Would the NPCSC give the Hong Kong courts a round of applause, or would it be tempted to “correct” the Hong Kong judiciary for failing to properly understand the national security law? In this regard, it should be noted that the NPCSC has the power to give an interpretation of the national security law, being a piece of national law, under Art 42 of the Legislation Law. While such interpretation is not an interpretation of the Basic Law, such interpretation has the same status as the national law itself under Art 47 of the Legislation Law, and is hence binding on the Hong Kong courts. How much freedom would the Hong Kong courts enjoy in interpreting the national security law? 
     This gives rise to another issue: would the national security law be subject to the human rights protection under the ICCPR as applied to Hong Kong or the human rights provisions in the Basic Law? Under Article 78 of the Legislation Law, when there is a conflict between national law and local law, national law prevails. Therefore, the national security law would prevail over the Bill of Rights, which is local law of the Hong Kong. The ICCPR as applied to Hong Kong receives a higher status, not by virtue of the Bill of Rights, but by virtue of Article 39 of the Basic Law. However, the Basic Law itself is also a piece of national law. If two provisions of national law are in conflict, the specific provision will prevail over the general provision, and the latter will prevail over the earlier provision. Article 39, as well as other human rights provisions in the Basic Law, may be regarded as a general provision, and if the national security law, which is a specific law and latter in time, is inconsistent with the Basic Law, the national security law will prevail under Articles 83 and 85 of the Legislation Law. Thus, there seems to be strong arguments that the national security law is not subject to the ICCPR as applied to Hong Kong or other human rights provisions of the Basic Law.
     It has also been suggested that there should be a special tribunal to handle cases about national security, and such cases should only be tried by judges who have no foreign nationality and no right of abode in a foreign country. This suggestion would threaten the rule of law and judicial independence. National security law could cover activities that may also constitute ordinary crimes, such as arson or possession of offensive weapon. If a defendant is charged with the ordinary crimes, he will be tried by the ordinary courts. If he is charged for the same activities under national security law, he will be tried by a special tribunal. This would give rise to legitimate doubt of fairness and impartiality. Historically, such special tribunals, such as the Star Chambers in England in the 15th to 17th century or the special counter-revolutionary tribunal in Russia in the early 20th century, earned their reputation as a political tribunal for social and political oppression through arbitrary use and abuse of power. 
     A nationality requirement for the appointment of judges would be inconsistent with the Basic Law. Article 92 provides that judges and other members of the Hong Kong judiciary shall be “chosen on the basis of their judicial and professional qualities and may be recruited from other common law jurisdictions”. Indeed, apart from the Chief Justice and the Chief Judge of the High Court, it was a deliberate decision not to impose any nationality requirement on other judges. Article 82 of the Basic Law expressly permits the Court of Final Appeal to invite judges from other common law jurisdictions to sit on the Court of Final Appeal. Under the common law, the judges take a judicial oath to administer the law fairly and impartially. This duty does not depend on his nationality. If there is any allegation of bias or conflicts of interests, this can already be handled under the existing system. If a nationality requirement is to require a judge to approach a case with patriotic principles, this will be an affront to the principle of judicial independence.

Establishment of a National Security Unit in Hong Kong
Fifthly, the Decision envisages that the National Security organization may, if necessary, set up a unit in Hong Kong to protect national security in accordance with law. It is unclear what this unit would be, but it is unlikely to be a “department of the Central Government” under Article 22 of the Basic Law, but the representative of the Central Government that is not bound by Article 22. What is the scope of its authority? What power would it have? To whom is it accountable? Could it exercise the power of investigation, arrest and detention, or interrogation? Under Article 42 of the PRC National Security Law, national security organization shall have the power to investigate, detain, interrogate, arrest, and other power as prescribed by law. In short, it enjoys the power of law enforcement, and how could the operation of a parallel police force in Hong Kong be consistent with the Basic Law?

The Tragedy of One Country, Two Systems
The past few weeks have witnessed a dramatic constriction of public space in Hong Kong. The Liaison Office of the Central People’s Government in the HKSAR claimed that it is not a “department” of the Central Government within the meaning of Article 22 of the Basic Law, and that it has the power to supervise the implementation of the Basic Law in Hong Kong. The Education Bureau put pressure on the Hong Kong Examinations and Assessment Authority to set aside an examination question of a public examination (HKDSE) on the ground that the question is biased and inappropriate. The question asked the students to comment whether Japan has done more good than evil to China between 1900 and 1945. Then the Communications Authority found substantiated the complaints against a political satire by the Radio and Television Hong Kong (RTHK) on the ground that the popular satirical programme has “denigrated” the Police Force by making fun of the police. And then the NPC decided to authorise the NPCSC to enact national security law for Hong Kong. How much of “a high degree of autonomy” is still left with Hong Kong?
     The only difference between the two systems in Hong Kong and the Mainland now is the legal system. In order to protect the common law system in Hong Kong, the design of the Basic Law is that Hong Kong will enact its own law, that Mainland law will not apply and the Central Government would not make law for Hong Kong, and that Hong Kong law will be enforced by the Hong Kong law enforcement agencies, and administered by the Hong Kong judiciary. These are the pillars that protect the common law system, and all these pillars are now shattered. The Central Government is going to make law for Hong Kong; national security organisation is allowed to carry out law enforcement in Hong Kong, and it is unclear whether the national security law will be administered by the Hong Kong courts, and even if it is so, it is unclear how much autonomy the Hong Kong courts would have over the interpretation of the national security law.
     Some people said that if Article 23 legislation had been introduced in 2003, we would not have been in the position where we are now. There are too many assumptions in such an argument. The recent protests are a result of many different causes. About a decade ago, the former Premier Wen Jiabao reminded the HKSAR Government to address the “deep-rooted causes and conflicts” in Hong Kong, but successive governments only paid lip service to this advice. Instead, the former Government became a major source of conflicts and was a key player leading to sharper polarisation in society, whereas the present Government is too arrogant and missed many opportunities to resolve the social conflicts last year. The situation was further complicated by the Sino-American trade conflicts. Even if Article 23 law were enacted in 2003, with the poor performance of the last two governments of the HKSAR, the social conflicts would probably still be inevitable. To many people in Hong Kong, the current problem is largely one of public disorder and has little to do with national security.
     To the Central Government, there seems to be a conspiracy theory that the protests were part of a conspiracy of foreign powers against China. Instead of making the successive Chief Executives accountable for their poor governance, the Central Government is prepared to adopt radical steps that could destroy One Country, Two Systems. How far the Decision was a result of those who have the ears of the Central Government exaggerating the situation in Hong Kong is something only history could tell. Would the current problem in Hong Kong be resolved by enacting the national security law? There will be prosecution, suppression and censorship. The national security law may have a chilling effect so that people will no longer criticise their authority. There will no longer be any civil society, and independent and critical thinking would become non-existent. On one hand, the Government criticised the critics for demonising the national security law when they do not even know the content of the law. On the other hand, senior government ministers and many patriots were mobilised to pledge their support for the national security law without knowing their content! Hong Kong will become nothing but a compliant society. Political correctness will become the major yardstick in determining right and wrong. Public space will continue to shrink; a high degree of autonomy will exist in name only. Some people said that the national security law will only target at a small number of criminals. History tells us that this is naïve. Once introduced, instead of being liberalised, such law will only become increasingly oppressive. “Four legs good, two legs bad”. Before long, some four legs would be found bad as well!

30 May 2020

(The original of this article in Chinese was published in Ming Pao, 25 May 2020. The above is the revised version in English.)

Chinese version:

人大決議
是否符合《基本法》?

陳文敏
香港大學法律學院公法講座教授
人大決議授權人大常委會為香港制定《港區維護國家安全法》,這決議是否符合《基本法》?或許有人會,這個問題實在太愚蠢了!可能,但如果國家仍然堅持法治,如果人大仍然要守法,不能凌駕法律,那人大決議亦不能違反《基本法》,這便是一個嚴肅的法治的問題。
     從法理而言,最少有五個理由指出人大的決議並不符合《基本法》。


自行立法
第一,《基本法》第23條明確指出,就該條所指的及國家安全的法例由香港「自行立法」。「自行立法」的意思明顯是由香港特區根據普通法的傳統和立法程序進行立法,理由是香港和地有完全不同的法制、價和法治觀念,當及這類高度政治性和敏感性,並觸及人身自由和刑事責任的法律時,《基本法》的原意是讓特區自行制定這些法律。及國家安全的法律從來都是非常敏感的,「自行立法」的目的正是要保障香港普通法的完整性。基本法》的設計是國內的法律不適用於香港,中央政府亦不會為香港立法,香港的法律由香港的立法會自行訂立。在草擬的過程中,中央問,那涉及國防外交的法律又如何?於是便有第18條,讓中央可以將一些全國性法律透過附件三適用於香港,但這些法律只局限於涉及國防、外交及香港自治範圍外的法律。然而,這個規範仍然過於籠統,仍然可包括涉及國家安全這些極具政治色彩的法律。在草擬這一條法律的時候,香港人特別關注國對國家安全那種空泛的觀念,不少人對當年的反革命罪記憶猶新,魏京生便是因為發表求民主的言論已被判反革命罪成,並判處14年監禁。第23條對「自行立法」的規定便是在這樣的背景下生,將國家安全的立法由特區根據普通法的原則訂立,以釋除港人的憂慮。
     有人,人大常委會立法並不等於香港不需要再為《基本法》第23條立法,但如果中央可以同時立法,「自行立法」還有什麼意義?這種論説是漠視當日為何要有「自行立法」這規定的立法原意。 香港仍然有責任為第23條立法之説,但並不足以支持中央可以為香港立法。如果中央認為香港沒有履行其憲法責任而要收回這憲法性的授權,便得先修改第23條,這才是體現法治的要求。

具體條文優於普遍性條文
第二,有人自行立法和將全國性法律在香港實施並無衝突,但這是明顯違反一般的立法解釋原則。第18條是一條普遍性法律,容許人大常委會透過附件三將一些全國性法律適用於香港;第23條則是一條具體的法律,指明在第23條範圍的法律由香港自行立法。普遍解釋法律的原則是具體的條文優於普遍性的條文。於是,第18條這種普遍性的權力,便不應包含第23條具體所指的範圍的法律條文,否則第23條便變為多此一舉。
      再者,第18條附件三只適用於全國性法律,有人全國性法律意指由人大或人大常委會通過的所有法律,有別於由地區省市通過的法律。這個解釋在一般情況下可能合適,但在第18條便明顯不適用。第18條規定附件三的全國性法律必須及國防,外交和其他自治範圍外的法律,這類法律根本不是省市地區有權制定的,故此全國性法律不能取決於由什麼機構作出,而是指法律的性質是適用於全國。《基本法》賦予香港立法機關立法權, 23條規定在該條範圍的法律由香港自行立法,第18條則規定在國防、外交及香港自治範圍以外的法律可以由中央透過附件三在香港適用,這幾條綜合起來的目的,明顯是中央在國防、外交及香港自治範圍以外的事情才會為香港立法,而不會在這些範圍以外為香港立法;即使適用於香港的法律,也須要是全國性適用的法律,目的也是為保障和維護香港與地有截然不同的法律制度,中央政府不會為香港立法。
     有人,《駐軍法》不是為香港特別制定的法律的先例?《駐軍法》的對象是在香港駐守的解放軍,這條例規範解放軍在香港的責任,而不是一條應用於香港普遍市民的條例。人大常委會這次立法,卻是針對香港人的權利和自由,而這正正是《基本法》所要保障的。

《中國憲法》沒有賦予人大可以不理會《基本法》的規定的權力
第三,人大決議指其法律基礎源於《中國憲法》第31條,第62條第21416項。第31條是設立特區的法律依據,《基本法》第11條便明確指出,特區的制度,對自由權利的保障,立法和司法制度等均以《基本法》為依據。這一條同樣適用於人大,人大的決定不能違反《基本法》的規定。《憲法》第62條第2項指人大有「監督憲法的實施的權力」,第14項指人大有「決定特別行政區的設立及其制度」的權力,第16項則指人大可行使「應當由最高國家權力機關行使的其他職權」。這幾條普遍性的條文,均沒有賦予人大可以不理會《基本法》的規定的權力。人大當然有權修改《基本法》,刪除第23條對「自行立法」的規定和賦予人大常委會為香港直接立法的權力,但這便涉及修改《基本法》,修改要跟從一定的程序,不能以人大來修改法律。
     上文經已指出,這並不是説中央不能為國家安全立法,而是説它必須先修改《基本法》,刪除第23條由香港自行立法的規定,並明確授權中央可以為香港立法。中央不會為香港制訂法律,影響香港人的基本權利和自由,這是一國兩制的基石,中央可以修改《基本法》,亦同時要負上政治代價。修改《基本法》亦須依從一定的程序,人大決議並不能修改《基本法》,人大亦不能漠視《基本法》為香港立法。

人權的保障和法院的角色
第四,有人指人大常委會的立法範圍並非完全與第23條重疊,但這更加令人擔憂。人大決議授權人大常委會的立法範圍包括「分裂國家、顛覆國家政權、組織實施恐怖活動等嚴重危害國家安全的行為以及外國和境外勢力干預香港特區事務的活動。」這些範圍相當空泛,影響及至金融、經濟和網絡通訊,更可以涵蓋宗教或非政府組織與外國宗教團體和非政府組織的聯和合作,甚至大學和外國團體的合作。國家安全和公民權利的界線可以變得很模糊,如果人大常委會通過的法律抵觸《基本法》對人權的保障的時候,這將如何處理?香港的法院是否可以宣布人大常委會的法律因為違反《基本法》對人權的保障而予以撤銷?
     更令人擔心的是法院的角色。根據第18條,附件三的法律必須及國防、外交和香港自治範圍以外的法律,而根據第19條,這些問題正是香港法院審核權的範圍以外,除非人大常委會的立法明確賦予香港法院審核權,否則香港法院可能根本沒有管轄權處理這些案件。
     即使香港法院有審核權,香港法院將如何演繹這條全國性法律?國草擬法律和演繹法律的方法和普通法的原則均大相逕庭,國對法律的演繹,基本上以政治考慮凌駕法律條文,從人大常委會將《基本法》就職宣誓的要求變為參選的資格,或中聯對第22地政府的部門的解釋,均可以看到地對解釋法律的取態。我對相信香港的法院不會採納地那一套來解釋或執行《港區維護國家安全法》,但這便出現一個問題:若香港法院的解釋並不符合人大常委會的意思,例如法院將相關的罪行的範圍縮窄以保障人權,或認為有些控罪違反《人權法案》或《基本法》對人權的保障時,人大常委會會拍手稱讚,還是橫加干預?在過去,中央政府已不只一次批評香港法院的判決,原訟法院就《緊急權力法》的判決便惹來中央政府嚴厲的批評。如果法院的判決有違人大常委會所認為的立法原意,人大常委會是否可以橫加干預?再者,作為一條全國性法律,人大常委會有解釋該法律的權力,雖然這解釋並非對《基本法》的解釋,但根據《立法法》第47條,這種解釋與《港區維護國家安全法》享有同等效力,故對香港法院同樣有約束力。於是,香港法院在解釋《港區維護國家安全法》時,恐怕不會有太大的空間。
     另一個問題是這部《港區維護國家安全法》是否受人權的約制?作為一部全國性法律,但根據《立法法》第79條,它的地位凌駡於地方法例如《香港人權法案條例》,故不受人權法的約束。《公民權利和政治權利國際公約》的凌駕地位來自《基本法》第39條,它和《基本法》內保障其他基本權利和自由的條款,同屬於《基本法》的一部分,而《基本法》本身也是全國性法律,若和《港區維護國家安全法》有衝突,根據《立法法》第8385條,將以後立者或較具體者為準,《港區維護國家安全法》為較後立的法律,亦是専注處理國家安全問題,故從這些原則考慮,若《港區維護國家安全法》與《基本法》內保障人權的條款或國際人權公約相扺觸的,便以較具體和較後立的《港區維護國家安全法》為準。
     此外,更有人提議國家安全法應交由一特別法庭處理,並由沒有外國居留權的中國國籍法官審理。違反國家安全法的行為也可能違反一般的刑法如緃火或藏有攻擊性武器等,若以刑法起訴則由一般法庭審理,若以國家安全法起訴則由另一特別法庭和特別法官審理,這會令人質疑特別法庭的公正性,歷史上這類法庭如15-17世紀英國的星星法庭  Star Chambers)或20世紀初在蘇俄的反革命法庭,均淪為打擊異已的政治工具。
     對法官作出國籍的要求更有違《基本法》,第92條便明確指出,特區的法官和其他司法人員,「應根據其本人的司法和專業才能選用,並可從其他普通法適用地區聘用」。除終審院院及高等法院的首席法官外,《基本法》特意沒有對其他法官作出國籍限制,而第82條更明文指出,終審法院可根據需要邀請其他普通法適用地區的法官參加審判。普通法的法官宣誓向法律效忠,法官的職責和公平並不取決於其國籍,若是徧頗或有利益衝突,現時已有機制處理。若國籍是相等於要求法官以愛國政治立場來審理案件,這便嚴重破壞司法獨立的原則。

在特區設立維護國家安全的國家機關
第五,人大決議更容許中央人民政府維護國家安全的有關機構,可以在特區設立機構,依法履行維護國家安全的相關職責。這是一個什麼機構?這個國家機關的在港機構,恐怕也不是第22條所指的中央政府的所屬部門,不受第22條的管制。這些國家機關有什麼權力?受到什麼監管?是否可以在香港行使調權?拘捕權?審問權?國的國家安全局有非常廣泛的權力,包括偵查、拘留、預審和執行逮捕的權力,行事亦沒有什麼透明度,容許國家機關在香港進行執法的活動,又如何符合《基本法》的規定?


一國兩制的哀歌
在短短幾星期,先後有中聯高調聲稱它們不是一個中央政府的部門,同時肩負監督《基本法》的實施的權力,然後教育局以政治理由向考評局施壓,取消中學文憑試史科的一條試題,繼而廣管局裁決「頭條新聞」違反廣播事務守則,跟着是中央政府決定為香港直接立法,這一連串的舉動,又怎不令人懷疑,香港還有多少高度自治可言?
     一國兩制中,法律制度是兩制的最大也是現今唯一的分別,《基本法》的設計是內地的法律不會適用於香港,內地也不會為香港立法,中央不會為香港立法,內地執法人員不在香港執法,香港的違法行為由香港的法院審理,這幾條維護一國兩制的支柱,都給這次人大的決議所粉碎,兩制的分別也變得愈來愈模糊了。
      有人認為,若果當日通過第23條立法,便不會弄致今天的局面,我恐怕這只是一廂情願的法。引致今天的局面有多種不同的原因,前總理家寶早年已囑咐特區要處理好香港的深層次矛盾,上任特區政府置之不理,反而到處挑起事端,加劇香港的部矛盾。現任政府則剛愎自用,漠視民意,多次錯過解決社會矛盾的契機,再加上外圍中美的貿易磨擦和政治角力,才會形成今天的局面。即使當年通過第23條立法,最近兩任特區政府處理香港問題的拙劣手法,現時這些矛盾和衝突恐怕還是無可避免。對不少香港人而言,香港目前的問題主要還是一個社會秩序和治安的問題,反映對特區政府的不滿,和國家安全沾不上關係。
     對中央而言,它總是相信這一切都是出於外國勢力的策劃和陰謀,要將問題提升至國家安全的層面,甚至不惜採取徹底破壞一國兩制的處理方法,而不是向歷任特區政府問責。中央的決定,有多少出於一些人的危言聳聽,推波助瀾,恐怕只能由史判斷。權力在於中央,人大常委會通過立法之後,問題便可以解決?隨之而來會是一連串的檢控、打壓和箝制,務求令香港變為一個不思考,不敢質疑權勢,唯唯諾諾的順民社會。中央政府心目中的一國兩制,恐怕只是一個國家兩種經濟制度,不要有什麼公民社會,更不要有甚麽獨立思考或核心價值,更干萬不能質疑權貴。
     有人説,國家安全法只是針對少數破壞國家安全的滋事分子,問題是由誰來決定那些人士屬於那少數滋事分子。在不少法治薄弱的國家,不少法律當初也只是為打擊少數犯罪分子,但跟着便是用來打政敵,繼而引伸至異見人士、維權律師、宗教領袖、傳媒、教育界和學者,然後是任何被視為對政權有威脅的人士。
經此一役,香港的公共空間只會越趨狹窄,事事講求政治正確 。史給我們的教訓是壓迫的手段只會越來越高壓,而不會越來越開明,高度自治只會是名存實亡,這是一國兩制的哀歌。

(原文刋登於《明報》,2020525日,此為修訂版)